Christopher Read Smith

Employer firm

Credit Union Investment Services CRD 144871

$111.0K regulatory AUM 36,300 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-12-26

NC RA
APPROVED

Since 2014-12-26

Branch Locations

Louisburg, NC • United States

801 Hillsborough St. 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Employees' Credit Union	Raleigh	NC	11/2003	Present
Secu Brokerage Services	Raleigh	NC	03/2014	Present
Credit Union Investment Services	Raleigh	NC	07/2014	Present
Secu Life Insurance Company	Raleigh	NC	11/2014	Present
Members Trust Company	Tampa	FL	09/2015	Present

11/2003 → Present

State Employees' Credit Union

Raleigh, NC
03/2014 → Present

Secu Brokerage Services

Raleigh, NC
07/2014 → Present

Credit Union Investment Services

Raleigh, NC
11/2014 → Present

Secu Life Insurance Company

Raleigh, NC
09/2015 → Present

Members Trust Company

Tampa, FL

Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: VICE PRESIDENT. START DATE: 11/2003. SPEND APPROXIMATELY 95% OF TIME CONDUCTING SECU BUSINESS. DUTIES: HIRE AND SUPERVISE BRANCH PERSONNEL. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 11/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. HOLISTIC MOVES, 552 JOE DENTON RD., LOUISBURG, NC 27549. NOT INVESTMENT RELATED. TITLE: OWNER-SOLE PROPRIETORSHIP. NATURE: NEUROMOVEMENT PRACTITIONER. START DATE: JUNE, 2015. HRS/MO. 8. NONE DURING TRADING HOURS MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2015. TITLE: TRUST REP. Anat Baniel Method- ABM Address: 1299 4th St. Suite 203 San Rafael, CA. 94901 Type of Business: Medical Services Title: Support Staff Duties: As needed and A/V Start Date: 06/20/2015 Hours devoted: once every few months Website: WWW.anatbanielmethod.com/

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-12-26
S63	Uniform Securities Agent State Law Examination	2014-07-10

S65 Uniform Investment Adviser Law Examination

2014-12-26
S63 Uniform Securities Agent State Law Examination

2014-07-10

View on SEC IAPD