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Dennis P Blais

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Pennington, NJ

Oakland, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-20
RI RA APPROVED 2019-12-10
  • TX RA
    APPROVED_RES
    Since 2024-08-20
  • RI RA
    APPROVED
    Since 2019-12-10

Branch Locations

3400 Pawtucket Ave Central Business Review Unit, Riverside, RI 02915 • United States

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Oakland, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-05
  • S66 Uniform Combined State Law Examination
    2019-12-05
Other Names
  • Dennis Blais

View on SEC IAPD

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