Thomas Joseph Kleptz

Employer firm

Turnstone Financial CRD 170738

$170M regulatory AUM 4 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Turnstone Financial

220 West Main Street, Troy, OH 45373 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2014-06-16

OH RA
APPROVED

Since 2014-06-16

Branch Locations

220 West Main Street, Troy, OH 45373 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Ot Financial, Llc D/B/A Turnstone Financial	Troy	OH	06/2014	Present

06/2014 → Present

Ot Financial, Llc D/B/A Turnstone Financial

Troy, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-06-12

S65 Uniform Investment Adviser Law Examination

2014-06-12

View on SEC IAPD

Employer firm

Current Employers

Turnstone Financial

Disclosures

Employment History

Exams

Nearby Firms

Nearby Investors

Nearby Offices

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