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Thomas Joseph Kleptz

Turnstone Financial

Troy, OH

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Current Employers
Turnstone Financial

220 West Main Street, Troy, OH 45373 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-06-16
  • OH RA
    APPROVED
    Since 2014-06-16

Branch Locations

220 West Main Street, Troy, OH 45373 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ot Financial, Llc D/B/A Turnstone Financial Troy OH 06/2014 Present
  • 06/2014 → Present
    Ot Financial, Llc D/B/A Turnstone Financial
    Troy, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-12
  • S65 Uniform Investment Adviser Law Examination
    2014-06-12

View on SEC IAPD

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