Kevin Griffin

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2019-06-12

MA RA
APPROVED

Since 2019-06-12

Branch Locations

Scituate, MA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Griffin Financial Planning, Llc	Braintree	MA	03/2014	04/2019
Gwfs Equities, Inc.	Scituate	MA	04/2019	Present

03/2014 → 04/2019

Griffin Financial Planning, Llc

Braintree, MA
04/2019 → Present

Gwfs Equities, Inc.

Scituate, MA

Previous Registrations

2014-04-16 → 2019-05-14

Griffin Financial Planning, Llc

Cohasset, MA

Cohasset, MA

Other Businesses

Fairplay; Basketball Official; Official/Referee for scholastic athletics; To promote the spirit of fair play by applying the rules of high school basketball.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-02-21
S66	Uniform Combined State Law Examination	2013-07-19

S63 Uniform Securities Agent State Law Examination

2022-02-21
S66 Uniform Combined State Law Examination

2013-07-19

Designations

Certified Financial Planner

Other Names

Kevin A. Griffin
Kevin Anthony Griffin

View on SEC IAPD