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Shana Lindsey Rivera

Equitable Advisors, LLC

Rochester, NY

Fairport, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

765 Jefferson Road 3Rd Fl, Suite 310, Rochester, NY 14623 • United States

Fairport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors New York NY 03/2015 06/2020
Equitable Advisors, Llc New York NY 03/2015 Present
Other Businesses

1. Outside insurance appointments-Start date: 8/18/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-02
S63 Uniform Securities Agent State Law Examination 2015-05-15
  • S65 Uniform Investment Adviser Law Examination
    2016-05-02
  • S63 Uniform Securities Agent State Law Examination
    2015-05-15
Other Names
  • Shana Stoller
  • Shana Cunningham

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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