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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-12-08
  • MA RA
    APPROVED
    Since 2017-12-08

Branch Locations

171 Falmouth Road, Hyannis, MA 02601 • United States

85 Route 6A, Sandwich, MA 02563 • United States

1620 Falmouth Road Route 28, Centerville, MA 02632 • United States

Main Street, Wellfleet, MA 02667 • United States

514 Station Avenue, South Yarmouth, MA 02664 • United States

1550 Iyannough Road, Hyannis, MA 02601 • United States

668 Main Street, Falmouth, MA 02540 • United States

412 State Road, Vineyard Haven, MA 02568 • United States

17 Commerce Way, Plymouth, MA 02360 • United States

15 Village Green South, Plymouth, MA 02360 • United States

10 Rosebrook Place, Wareham, MA 02571 • United States

10 North Market Street, Mashpee, MA 02649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Falmouth MA 11/2015 10/2017
Infinex Investments, Inc. Meriden CT 11/2017 Present
Cape Cod Five Cents Savings Bank Hyannis MA 11/2017 Present
  • 11/2015 → 10/2017
    Falmouth, MA
  • 11/2017 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 11/2017 → Present
    Cape Cod Five Cents Savings Bank
    Hyannis, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-16
  • S66 Uniform Combined State Law Examination
    2015-07-16
Other Names
  • Anca Daniela Duma

View on SEC IAPD

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