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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-09-30 |
| TX | RA | APPROVED | 2018-07-23 |
| NJ | RA | APPROVED | 2018-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | New York | NY | 03/2014 | 02/2018 |
| Jp Morgan Chase Bank | New York | NY | 03/2014 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgewater | NJ | 02/2018 | Present |
| Bank Of America, N.A. | Bridgewater | NJ | 02/2018 | Present |
I*1036282, Name of OBA: Capture Glow Photography Address: Stamford, CT Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 11/1/2022 No Hours: 12 Monthly No Hours during trading: 0 Duties: My brother is a photographer. His business has grown to the point that he needs assistance with some minor photoshop/editing work as well as some scheduling/administrative tasks (appointment booking, etc.) I*2295269, Entity Type Entity For Profit, Name of OBA: STUMPAddress: PhiladelphiaPennsylvania19147 Investment Related: No Position, Title, Association: Employee Employee Start Date: 05/10/2025 No Hours: 16 monthly No Hours during trading: 0 Duties: This is a plant shop. I would work at the shop 1-2 times a month on a weekend. It would include basic retail shop duties, as well as horticulture activities such as watering and maintaining plants.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-09 |
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