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Paul Alan Lightfoot

Optima Asset Management Inc

Dallas, TX

CRD 6317454

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Employer firm

Optima Asset Management Inc CRD 106095

$657M regulatory AUM 17 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Optima Asset Management Inc

8144 Walnut Hill Lane Suite 1180, Dallas, TX 75231 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-31
  • TX RA
    APPROVED
    Since 2017-08-31

Branch Locations

8144 Walnut Hill Lane Suite 1180, Dallas, TX 75231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Optima Asset Management, Inc. Dallas TX 05/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-22
  • S65 Uniform Investment Adviser Law Examination
    2008-04-22
Designations
  • Certified Financial Planner

View on SEC IAPD

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