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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-03-16
PA RA APPROVED 2022-03-08
DC RA APPROVED 2019-06-26
VA RA APPROVED 2019-05-14
MD RA APPROVED 2019-03-14
  • DE RA
    APPROVED
    Since 2022-03-16
  • PA RA
    APPROVED
    Since 2022-03-08
  • DC RA
    APPROVED
    Since 2019-06-26
  • VA RA
    APPROVED
    Since 2019-05-14
  • MD RA
    APPROVED
    Since 2019-03-14

Branch Locations

10035 Balto Natl Pike Ste 330, Ellicott City, MD 21042-3877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alice Kwon Insurance Agency Ellicott City MD 01/2015 Present
State Farm Vp Management Corp Ellicott City MD 01/2015 Present
Alice Kwon Insurance Agency Owings Mills MD 01/2022 Present
State Farm Vp Management Corp Owings Mills MD 01/2022 Present
  • 01/2015 → Present
    Alice Kwon Insurance Agency
    Ellicott City, MD
  • 01/2015 → Present
    State Farm Vp Management Corp
    Ellicott City, MD
  • 01/2022 → Present
    Alice Kwon Insurance Agency
    Owings Mills, MD
  • 01/2022 → Present
    State Farm Vp Management Corp
    Owings Mills, MD
Other Businesses

1) Alice Kwon's Insurance Agency; Insurance Agency; Investment-related; 3454 Ellicott Ctr Dr Ste 106 Ellicott City, MD 21043-4130; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/2015; 80; 80; Service customers and supervise employees 2) Alice Kwon - Property #1 (Personally Held Real Estate); investment; 6410 Rockledge Ct Elkridge, MD 21075; Investment or Commercial Property; Owner; none; 06/01/2006; 1; 0; Duties: Personally Held Real Estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-14
S63 Uniform Securities Agent State Law Examination 2015-03-30
  • S65 Uniform Investment Adviser Law Examination
    2019-03-14
  • S63 Uniform Securities Agent State Law Examination
    2015-03-30
Other Names
  • Gi Kwon
  • Gi Hyi Kwon
  • Alice Kim

View on SEC IAPD

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