Andrew Nicholas Rineck

Current Employers

Employment History

• 04/2015 → 10/2017
  Mml Investor Services
  Minneapolis, MN
• 04/2014 → 10/2017
  Maura Steblay And Mark Robinson / Massmutual Life Insurance Co
  Minneapolis, MN
• 10/2017 → 05/2025
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2017 → 05/2025
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 05/2025 → Present
  Alera Investment Advisors, Llc
  New Richmond, WI
• 10/2017 → Present
  Alera Group
  New Richmond, WI
• 05/2025 → Present
  Osaic Wealth, Inc
  Scottsdale, AZ

Previous Registrations

• 2017-10-23 → 2025-06-11
  Cambridge Investment Research Advisors, Inc.
  New Richmond, WI
  Somerset, WI
  Dresser, WI
  Hudson, WI
  New Richmond, WI
• 2015-12-18 → 2017-10-23
  Mml Investors Services, Llc
  Minneapolis, MN

Other Businesses

1. ANDREW RINECK POSITION: Tax preparer NATURE: Tax preperation services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 417 N 3rd St., River Falls WI 54022, United States DESCRIPTION: Meet with Tax customers obtain tax information prepare and file tax returns. 2. CITY OF RIVER FALLS POSITION: Captain/ Firefighter NATURE: Municipality INVESTMENT RELATED: No NUMBER OF HOURS: 36 SECURITIES TRADING HOURS: 12 START DATE: 02/01/2016 ADDRESS: 115N 2nd St, River Falls WI 54022, United States DESCRIPTION: Lead all hazard response to calls for service. Ensure firefighters under my supervision are proficient and competent to respond to emergency calls and complete tasks safely. 3.JA COUNTER, 1477 KNOWLES AVE S STE 200, NEW RICHMOND, WI, 12/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 10/WK - 9/TRADING. 4. CITY OF COTTAGE GROVE POSITION: Firefighter/ EMT NATURE: Municipal entity offering Fire prevention suppression and Emergency medical services. INVESTMENT RELATED: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 8641 80th St S, Cottage Grove MN 55016, United States DESCRIPTION: Staff fire suppression and emergency medical response for primary 911 response in service area. 5.ALERA GROUP, 1477 Knowles Ave S Ste200, New Richmond WI 54017, United States, 09/01/2024, W2 Employee, Insurance/Benefits/Human Resources, NIR, 40HR/MO- 36HR/TRADING. 6. ALERA GROUP POSITION: Financial Advisor NATURE: Fixed insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 11/08/2017 ADDRESS: 1477 S Knowles Ave, New Richmond WI 54022, United States DESCRIPTION: analyze client need for insurance products quote pricing place policies for life disability and long term care insurance as well as fixed annuities. 7. ALERA GROUP POSITION: Financial Advisor NATURE: Register investment advisory Representative. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/01/2017 ADDRESS: 1477 S Knowles Ave, Ste200, New Richmond WI 54022, United States DESCRIPTION: Meet with clients, analyze needs, recommend investments and accounts to meet those needs.

Exams

• S66 Uniform Combined State Law Examination
  2015-07-02