William Raymond Beckett

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2017-11-30

GA RA
APPROVED

Since 2017-11-30

Branch Locations

Grayson, GA • United States

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Alpharetta	GA	03/2016	10/2016
Unemployed	Grayson	GA	11/2016	09/2017
Mutual Of Omaha Investor Services	Atlanta	GA	10/2017	Present
Mutual Of Omaha Insurance Company	Atlanta	GA	10/2017	Present

03/2016 → 10/2016

E*Trade Securities Llc

Alpharetta, GA
11/2016 → 09/2017

Unemployed

Grayson, GA
10/2017 → Present

Mutual Of Omaha Investor Services

Atlanta, GA
10/2017 → Present

Mutual Of Omaha Insurance Company

Atlanta, GA

Other Businesses

Wife has small side business and I am listed as a partner. Name is Evolution Pets, LLC. Address is 2084 Windsor Mill Ct., Grayson, GA 30017. Business is not investment related. Start date January 10, 2024. Other than occasionally helping my wife with recordkeeping, I am not actively involved in business. My hours committed per month are less than 5.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-22
S63	Uniform Securities Agent State Law Examination	2014-12-30

S66 Uniform Combined State Law Examination

2017-11-22
S63 Uniform Securities Agent State Law Examination

2014-12-30

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD