Charles William Keeley

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 07/2017
  Northwestern Mutual Life Insurance Company
  Fort Worth, TX
• 10/2014 → 07/2017
  Northwestern Mutual Investment Services, Llc
  Fort Worth, TX
• 07/2017 → 01/2018
  Jp Morgan Chase Bank
  Colleyville, TX
• 07/2017 → 01/2018
  Jp Morgan Securities Llc
  Colleyville, TX
• 01/2018 → 03/2018
  Unemployed
  Fort Worth, TX
• 03/2018 → 09/2023
  Fidelity Brokerage Services Llc
  Westlake, TX
• 07/2018 → 09/2023
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 05/2024 → 04/2026
  Raymond James Financial Services, Inc.
  Saint Petersburg, FL
• 05/2024 → 04/2026
  Raymond James Financial Services Advisors, Inc.
  Saint Petersburg, FL
• 09/2023 → 05/2024
  Unemployed
  St. Petersburg, FL
• 04/2026 → Present
  Edelman Financial Engines
  Santa Clara, CA

Previous Registrations

• 2024-06-03 → 2026-04-27
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2018-07-13 → 2023-09-14
  Fidelity Personal And Workplace Advisors
  Boston, MA
  Jacksonville, FL
  Dallas, TX
  Westlake, TX
• 2018-05-21 → 2018-07-13
  Strategic Advisers Llc
  Westlake, TX
• 2017-08-17 → 2018-02-02
  J.P. Morgan Securities Llc
  Colleyville, TX
• 2015-11-05 → 2017-07-21
  Northwestern Mutual Investment Services, Llc
  Fort Worth, TX

Other Businesses

(1)Name of Business: Keeley Integrated Services & Solutions LLC Address: 150 73rd Avenue North, Apartment 117, Saint Petersburg, FL, 33702, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/02/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I opened an LLC back in November 2023 to sell software licenses to the government via government contracts. I was unemployed at that time. I didn't sell any products back then and still haven't today. I recently received an e-mail from a friend related to what he does through his business with Real Estate and forwarded that e-mail to my Raymond James account because I couldn't see it on my mobile device. I haven't sold nor purchased any real estate through the LLC that I established.

Exams

• S66 Uniform Combined State Law Examination
  2015-10-30
• S63 Uniform Securities Agent State Law Examination
  2015-05-21

Designations

• Chartered Financial Consultant

Other Names

• Charles William Keeley
• Charles W Keeley
• Charles Keeley
• Charles Keeley
• Charles William Keeley