April A. Fisher

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-12-06
TX	RA	APPROVED	2016-01-25

FL RA
APPROVED

Since 2016-12-06
TX RA
APPROVED

Since 2016-01-25

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Buffalo	NY	01/2016	Present

01/2016 → Present

Ubs Financial Services Inc

Buffalo, NY

Previous Registrations

2015-10-08 → 2016-01-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Williamsville, NY

Other Businesses

NYS Notary Public / 1 HSBC Ctr., Suite 3737 Buffalo,New York 14203 / No/ Privately Held / USD / No / No / / Start Date 8/3/15 / 2)Angry Buffalo at the Rose Garden / 2753 Wehrle Dr Williamsville,New York 14221 / No/ Privately Held / USD / No / No / / Start Date 5/26/16 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-10-07
S63	Uniform Securities Agent State Law Examination	2015-09-12

S65 Uniform Investment Adviser Law Examination

2015-10-07
S63 Uniform Securities Agent State Law Examination

2015-09-12

Other Names

April Ann Furman
April A Furman

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews