Juan Sebastian Rubio

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-01-13
SC	RA	APPROVED	2024-10-18
NC	RA	APPROVED	2022-06-27

VA RA
APPROVED

Since 2025-01-13
SC RA
APPROVED

Since 2024-10-18
NC RA
APPROVED

Since 2022-06-27

Branch Locations

Charlotte, NC • United States

9401 Statesville Rd Ste. E, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Farm Vp Management Corp.	Charlotte	NC	03/2014	Present
Juan Rubio Insurance Agency	Charlotte	NC	11/2014	Present
State Farm Investment Management Corp	Charlotte	NC	06/2022	Present

03/2014 → Present

State Farm Vp Management Corp.

Charlotte, NC
11/2014 → Present

Juan Rubio Insurance Agency

Charlotte, NC
06/2022 → Present

State Farm Investment Management Corp

Charlotte, NC

Other Businesses

1) Juan Rubio's Insurance Agency; Insurance Agency; Investment-related; 9401 Statesville Rd Ste E Charlotte, NC 28269-7681; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/1/2014; 80; 80; Service customers and supervise employees

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-04-24

S63 Uniform Securities Agent State Law Examination

2014-04-24

Designations

Chartered Financial Consultant

View on SEC IAPD