Samuel Colton Sharples

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2015-07-14
TX	RA	APPROVED	2015-07-13

MT RA
APPROVED

Since 2015-07-14
TX RA
APPROVED

Since 2015-07-13

Branch Locations

331 Sw Higgins Ave, Missoula, MT 59803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Missoula	MT	07/2015	Present

07/2015 → Present

Lpl Financial, Llc

Missoula, MT

Previous Registrations

2014-11-21 → 2015-07-08

Waddell & Reed

Bozeman, MT

Billings, MT

Other Businesses

1. 03/7/2023 - Allegis Advisor Group / Cason Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Producer/Advisor - Start Date - 08/01/2022 - 2 Hours Per Month/1 Hours During Securities Trading 2. 06/04/2026 - Montana Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/23/2026 - 160 Hours Per Month/130 Hours During Securities Trading/ 130 hours during trading. 3. 06/23/2026 - Montana Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/23/2019 - 160 Hours Per Month/130 Hours During Securities Trading/ 130 hours during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-20

S66 Uniform Combined State Law Examination

2014-11-20

Other Names

Sam Sharples
Samuel Sharples

View on SEC IAPD