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Adam Oblad

Wells Fargo Clearing Services, LLC

Vernal, UT

Salt Lake City, UT

Saratoga Springs, UT

Roosevelt, UT

Evanston, WY

Nephi, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2025-09-08
UT RA APPROVED 2023-05-08
  • WY RA
    APPROVED
    Since 2025-09-08
  • UT RA
    APPROVED
    Since 2023-05-08

Branch Locations

3 E Main St, Vernal, UT 84078 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

841 N Redwood Road, Saratoga Springs, UT 84045 • United States

10 N 200 E, Roosevelt, UT 84066 • United States

724 Front St, Evanston, WY 82930 • United States

3 N Main St, Nephi, UT 84648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 09/2022
Fidelity Investments Salt Lake City UT 09/2022 04/2023
Wells Fargo Clearing Services Salt Lake City UT 04/2023 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Salt Lake City, UT
  • 11/2016 → 09/2022
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
  • 09/2022 → 04/2023
    Fidelity Investments
    Salt Lake City, UT
  • 04/2023 → Present
    Wells Fargo Clearing Services
    Salt Lake City, UT
Previous Registrations
  • 2022-10-19 → 2023-04-12
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
  • 2015-03-03 → 2022-09-14
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
    Salt Lake City, UT
    St. Louis, MO
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-28
S63 Uniform Securities Agent State Law Examination 2006-08-11
  • S66 Uniform Combined State Law Examination
    2015-02-28
  • S63 Uniform Securities Agent State Law Examination
    2006-08-11
Other Names
  • Adam E. Oblad

View on SEC IAPD

Other Firms

EDWARD JONES
COOK FINANCIAL, LLC
KEELER THOMAS MANAGEMENT LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
TREK FINANCIAL

Other Investors

MAGALY MOWER
Justin Harris
Thomas Eric Jones
Julie E Jones
JOSHUA R COOK
CASEY MARK MONSEN
BRIAN KEITH GORUM
TORY DEE ANDERSON

Other Offices

EDWARD JONES · VERNAL, UT
COOK FINANCIAL, LLC · VERNAL, UT
KEELER THOMAS MANAGEMENT LLC · VERNAL, UT
STATE FARM INVESTMENT MANAGEMENT CORP. · Vernal, UT
TREK FINANCIAL · VERNAL, UT

More in Vernal, UT

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