Best Investors Account Sign in
Inactive

Richard Lee Mcginness

Bazis Private Wealth, LLC

Omaha, NE

Claim This Profile
Current Employers
Bazis Private Wealth, Llc

816 S. 169Th Street, Omaha, NE 68118 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-21
VA RA APPROVED 2015-09-21
NE RA APPROVED 2014-05-29
  • TX RA
    APPROVED
    Since 2015-09-21
  • VA RA
    APPROVED
    Since 2015-09-21
  • NE RA
    APPROVED
    Since 2014-05-29

Branch Locations

816 S. 169Th Street, Omaha, NE 68118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bazis & Young Investment Group Omaha NE 05/2014 Present
  • 05/2014 → Present
    Bazis & Young Investment Group
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-21
  • S65 Uniform Investment Adviser Law Examination
    2014-05-21
Other Names
  • Richard Lee Mcginness

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
MML INVESTORS SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
PFS INVESTMENTS INC.
HILEY HUNT WEALTH MANAGEMENT, INC.
INTEGRITY ALLIANCE, LLC.

Other Investors

SCOTT ALLEN SLADOVNIK
MARK ALLEN LUDWIG
Nathaniel Phillip Beam
ERIK R. ADEN
KYLEE LIN SIMON
Jack Edward Wolfgram
Bradley Thomas Kenyon
PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor