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Elia J Malick

J.P. Morgan Securities LLC

San Francisco, CA

CRD 6315935

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-03
CA RA APPROVED 2024-03-27
  • TX RA
    APPROVED
    Since 2024-06-03
  • CA RA
    APPROVED
    Since 2024-03-27

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Bank San Francisco CA 07/2011 07/2023
First Republic Securities Company, Llc San Francisco CA 08/2014 10/2023
J.P. Morgan Securities Llc San Francisco CA 09/2023 Present
Jp Morgan Chase Bank, N.A. San Francisco CA 10/2023 Present
  • 07/2011 → 07/2023
    First Republic Bank
    San Francisco, CA
  • 08/2014 → 10/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-27
S63 Uniform Securities Agent State Law Examination 2014-10-29
  • S65 Uniform Investment Adviser Law Examination
    2023-12-27
  • S63 Uniform Securities Agent State Law Examination
    2014-10-29
Other Names
  • Elia Malick
  • Elia J Malick
  • Elia James Malick

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

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