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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-24 |
Branch Locations
Sherrills Ford, NC • United States
1295 State Street, Springfield, MA 01111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Charlotte | NC | 10/2015 | 09/2016 |
| Massmutual | Charlotte | NC | 10/2015 | 09/2016 |
| Barings Llc | Charlotte | NC | 10/2016 | 09/2017 |
| Massmutual | Springfield | MA | 10/2017 | 08/2018 |
| Mml Investors Service, Llc | Springfield | MA | 10/2017 | 08/2018 |
| Lpl Financial Llc | Fort Mill | SC | 08/2018 | 09/2024 |
| Ifp Securities, Llc | Tampa | FL | 09/2024 | 01/2025 |
| Independent Financial Partners | Tampa | FL | 09/2024 | 01/2025 |
| Massmutual | Springfield | MA | 01/2025 | Present |
| Mml Investors Services, Llc | Sherrills Ford, | NC | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-05 |
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