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Karen Nys

Key Investment Services LLC

South Burlington, VT

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-10-31
  • VT RA
    APPROVED
    Since 2025-10-31

Branch Locations

960 Shelburne Road, South Burlington, VT 05403 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 03/2014 03/2025
Bank Of America, N.A. Chandler AZ 06/2014 03/2025
Keybank Burlington VT 10/2025 Present
Key Investment Services Llc Brooklyn OH 10/2025 Present
Unemployed Essex Junction VT 03/2025 10/2025
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2014-06-20
Other Names
  • Karen Lister Nys
  • Karen L Nys
  • Karen Jeanne Lister
  • Karen L Nys

View on SEC IAPD

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EDWARD JONES · SOUTH BURLINGTON, VT
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