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Inactive

Austin M Johnson

Creative Planning

Overland Park, KS

Phoenix, AZ

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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-09-27
  • AZ RA
    APPROVED
    Since 2023-09-27

Branch Locations

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Chandler AZ 04/2015 05/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 05/2022
E*Trade Securities Llc Gilbert AZ 05/2022 08/2023
E*Trade Capital Management Llc Gilbert AZ 05/2022 08/2023
Morgan Stanley Gilbert AZ 03/2023 08/2023
Creative Planning, Llc Overland Park KS 09/2023 Present
  • 04/2015 → 05/2022
    Fidelity Brokerage Services Llc
    Chandler, AZ
  • 07/2018 → 05/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 05/2022 → 08/2023
    E*Trade Securities Llc
    Gilbert, AZ
  • 05/2022 → 08/2023
    E*Trade Capital Management Llc
    Gilbert, AZ
  • 03/2023 → 08/2023
    Morgan Stanley
    Gilbert, AZ
  • 09/2023 → Present
    Creative Planning, Llc
    Overland Park, KS
Previous Registrations
  • 2022-06-09 → 2023-08-14
    Harrisdirect Llc
    Gilbert, AZ
    Arlington, VA
  • 2018-07-13 → 2022-05-17
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2017-11-17 → 2018-07-13
    Strategic Advisers Llc
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-06
S63 Uniform Securities Agent State Law Examination 2014-06-11
  • S66 Uniform Combined State Law Examination
    2017-02-06
  • S63 Uniform Securities Agent State Law Examination
    2014-06-11
Other Names
  • Austin Johnson
  • Austin Michael Johnson

View on SEC IAPD

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Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS

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