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G. Michael Cisternino

Osaic Wealth, Inc.

Noblesville, IN

Indianapolis, IN

CRD 6315370

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-14
  • IN RA
    APPROVED
    Since 2024-06-14

Branch Locations

Noblesville, IN • United States

9000 Keystone Crossing Suite 620, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Carmel IN 06/2015 01/2021
American Funds Carmel IN 01/2021 05/2023
Securities America, Inc. Indianapolis IN 06/2023 06/2024
Securities America Advisors Indianapolis IN 06/2023 06/2024
Osaic Wealth, Inc. Indianapolis IN 06/2024 Present
Osaic Wealth, Inc. Indianapolis IN 06/2024 Present
  • 06/2015 → 01/2021
    American Funds
    Carmel, IN
  • 01/2021 → 05/2023
    American Funds
    Carmel, IN
  • 06/2023 → 06/2024
    Securities America, Inc.
    Indianapolis, IN
  • 06/2023 → 06/2024
    Securities America Advisors
    Indianapolis, IN
  • 06/2024 → Present
    Indianapolis, IN
  • 06/2024 → Present
    Indianapolis, IN
Previous Registrations
  • 2023-06-07 → 2024-06-14
    Securities America Advisors, Inc.
    Indianapolis, IN
  • 2014-06-13 → 2023-05-02
    Carmel, IN
Other Businesses

1. VFW BARTENDER POSITION: volunteer NATURE: Volunteer Bartender at Noblesville VFW INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/29/2021 ADDRESS: 654 S 9th St, Noblesville IN 46060 DESCRIPTION: Periodically tend bar when needed. I have a volunteer liquor license, so I do not receive hourly or contract compensation for my work. I am permitted to share in tips collected on nights I do work. 2. SPECTRUM FINANCIAL POSITION: Insurance Agent NATURE: Selling Insurance products as a licensed insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2023 ADDRESS: 9000 Keystone Crossing, Ste 620, Indianapolis IN 46240 DESCRIPTION: Selling insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-13
S63 Uniform Securities Agent State Law Examination 2014-05-15
  • S65 Uniform Investment Adviser Law Examination
    2014-06-13
  • S63 Uniform Securities Agent State Law Examination
    2014-05-15
Other Names
  • Michael G. Cisternino
  • Michael G Cisternino

View on SEC IAPD

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