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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-14 |
Branch Locations
Noblesville, IN • United States
9000 Keystone Crossing Suite 620, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds | Carmel | IN | 06/2015 | 01/2021 |
| American Funds | Carmel | IN | 01/2021 | 05/2023 |
| Securities America, Inc. | Indianapolis | IN | 06/2023 | 06/2024 |
| Securities America Advisors | Indianapolis | IN | 06/2023 | 06/2024 |
| Osaic Wealth, Inc. | Indianapolis | IN | 06/2024 | Present |
| Osaic Wealth, Inc. | Indianapolis | IN | 06/2024 | Present |
1. VFW BARTENDER POSITION: volunteer NATURE: Volunteer Bartender at Noblesville VFW INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/29/2021 ADDRESS: 654 S 9th St, Noblesville IN 46060 DESCRIPTION: Periodically tend bar when needed. I have a volunteer liquor license, so I do not receive hourly or contract compensation for my work. I am permitted to share in tips collected on nights I do work. 2. SPECTRUM FINANCIAL POSITION: Insurance Agent NATURE: Selling Insurance products as a licensed insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2023 ADDRESS: 9000 Keystone Crossing, Ste 620, Indianapolis IN 46240 DESCRIPTION: Selling insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-15 |
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