Adam Gerald Mastromarino

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-09-24
FL	RA	APPROVED	2018-08-13

TX RA
APPROVED

Since 2018-09-24
FL RA
APPROVED

Since 2018-08-13

Branch Locations

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

8595 S Tamiami Trail, Sarasota, FL 34238 • United States

11135 State Road 70 E, Bradenton, FL 34202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Sarasota	FL	11/2012	06/2018
Wells Fargo Clearing Services,Llc.	Sarasota	FL	02/2017	Present

11/2012 → 06/2018

Wells Fargo Bank Na

Sarasota, FL
02/2017 → Present

Wells Fargo Clearing Services,Llc.

Sarasota, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-10
S63	Uniform Securities Agent State Law Examination	2014-05-13

S66 Uniform Combined State Law Examination

2018-08-10
S63 Uniform Securities Agent State Law Examination

2014-05-13

Other Names

Adam Gerald Mastromarino
Adam Mastromarino

View on SEC IAPD

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