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Kevin Geoffrey O'HAra

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-06
  • CT RA
    APPROVED
    Since 2024-11-06

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 08/2015 06/2021
Rbc Capital Markets, Llc Stamford CT 07/2021 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 09/2024 Present
New York University - Stern School Of Business New York NY 08/2016 05/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-04
  • S66 Uniform Combined State Law Examination
    2016-04-04
Other Names
  • Kevin O'HAra
  • Kevin Geoffrey O'HAra
  • Kevin Geoffrey Ohara

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
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DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
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INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
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