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Christopher Michael White

LPl Financial LLC

Fresno, CA

CRD 6315223

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-30
CA RA APPROVED 2024-09-24
  • TX RA
    APPROVED
    Since 2024-09-30
  • CA RA
    APPROVED
    Since 2024-09-24

Branch Locations

Fresno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc. Fresno CA 03/2014 07/2017
Scf Securities, Inc. Fresno CA 08/2014 06/2023
Scf Investment Advisors, Inc. Fresno CA 11/2015 06/2023
Scf Securities, Inc. Fresno CA 07/2017 06/2023
Scf Securities, Inc. Fresno CA 01/2024 09/2024
Unemployed Fresno CA 07/2023 01/2024
Lpl Fresno CA 09/2024 Present
  • 03/2014 → 07/2017
    Scf Securities, Inc.
    Fresno, CA
  • 08/2014 → 06/2023
    Scf Securities, Inc.
    Fresno, CA
  • 11/2015 → 06/2023
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 07/2017 → 06/2023
    Scf Securities, Inc.
    Fresno, CA
  • 01/2024 → 09/2024
    Scf Securities, Inc.
    Fresno, CA
  • 07/2023 → 01/2024
    Unemployed
    Fresno, CA
  • 09/2024 → Present
    Lpl
    Fresno, CA
Previous Registrations
  • 2024-01-02 → 2024-09-24
    Scf Investment Advisors, Inc.
    Fresno,, CA
    San Diego, CA
  • 2015-11-03 → 2023-08-22
    Scf Investment Advisors, Inc.
    San Diego, CA
Other Businesses

1.09/23/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Hammer Wealth Group; Investment Related; at Reported Business Location(s); Start Date 01/01/2024; 80hrs/mth; 3hrs during trading 2.09/23/2024; Fireside Finance, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 11/09/2023; 77hrs/mth; 3.5hrs during trading 3.08/24/2026; Clovis Unified School District; Teacher Paid by School or University; Not Investment Related; Clovis,CA; Start Date 09/22/2026; 6hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-02
  • S66 Uniform Combined State Law Examination
    2015-11-02
Designations
  • Certified Financial Planner
Other Names
  • Chris Michael White

View on SEC IAPD

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