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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-30 |
| CA | RA | APPROVED | 2024-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scf Securities, Inc. | Fresno | CA | 03/2014 | 07/2017 |
| Scf Securities, Inc. | Fresno | CA | 08/2014 | 06/2023 |
| Scf Investment Advisors, Inc. | Fresno | CA | 11/2015 | 06/2023 |
| Scf Securities, Inc. | Fresno | CA | 07/2017 | 06/2023 |
| Scf Securities, Inc. | Fresno | CA | 01/2024 | 09/2024 |
| Unemployed | Fresno | CA | 07/2023 | 01/2024 |
| Lpl | Fresno | CA | 09/2024 | Present |
1.09/23/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Hammer Wealth Group; Investment Related; at Reported Business Location(s); Start Date 01/01/2024; 80hrs/mth; 3hrs during trading 2.09/23/2024; Fireside Finance, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 11/09/2023; 77hrs/mth; 3.5hrs during trading 3.08/24/2026; Clovis Unified School District; Teacher Paid by School or University; Not Investment Related; Clovis,CA; Start Date 09/22/2026; 6hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-02 |
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