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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-08 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Midland | TX | 03/2014 | 07/2018 |
| Lpl Financial Llc | Fort Mill | SC | 10/2018 | 02/2022 |
| Randstad | Charlotte | NC | 03/2022 | 03/2023 |
| Wells Fargo Clearing Services | Charlotte | NC | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-08 |
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