Larry Fousie Ii

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-12-22

TX RA
APPROVED

Since 2011-12-22

Branch Locations

Carrollton, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Carrollton	TX	12/2011	Present

12/2011 → Present

Lpl Financial, Llc

Carrollton, TX

Previous Registrations

2010-08-27 → 2012-01-03

Edward Jones

Frisco, TX

Manchester, MO

St. Louis, MO

St Louis, MO

Other Businesses

1. 3/26/2018 - Fousie Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/25/2013 - 176 Hours Per Month During Securities Trading. 2. 11/30/2020 - Professional Referral Group - Not Investment Related - 5401 W Park Blvd, Plano, TX 75093 - Other-VP of Networking Group - Vice President - Started 09/17/2020 - 8 Hours Per Month/0 Hours During Securities Trading - Vice President of a BNI chapter for networking.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-26
S63	Uniform Securities Agent State Law Examination	2006-06-09

S66 Uniform Combined State Law Examination

2010-08-26
S63 Uniform Securities Agent State Law Examination

2006-06-09

Other Names

Larry Fousie
Larry William Fousie

View on SEC IAPD