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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-24 |
| FL | RA | APPROVED | 2021-03-23 |
Branch Locations
3109 W Dr. Martin Luther King Boulevard, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Tampa | FL | 03/2017 | 04/2017 |
| Curtis H Parry | Tampa | FL | 04/2017 | 04/2018 |
| Northwestern Mutual Investment Services Llc | Tampa | FL | 04/2017 | 04/2018 |
| Usaa Financial Advisors Inc | Tampa | FL | 03/2014 | 02/2017 |
| Northwestern Mutual Wealth Management Co | Tampa | FL | 07/2017 | 01/2021 |
| Northwestern Mutual Investment Services Llc | College Station | TX | 04/2018 | 05/2019 |
| Casey Wright | College Station | TX | 04/2018 | 05/2019 |
| Willam Hayes | College Station | TX | 04/2018 | 05/2019 |
| Curtis Parry | Tampa | FL | 06/2019 | 01/2021 |
| Northwestern Mutual Investment Services Llc | Tampa | FL | 06/2019 | 01/2021 |
| Fisher Investments | Tampa | FL | 01/2021 | Present |
the name of the other business; Moser Family Consulting LLC whether the business is investment-related; No the address of the other business; Riverview, FL 33578 the nature of the other business; consulting with non-profit animal shelters on veterinarian practices your position; Co-Owner and Operator title, or relationship with the other business; Co-Owner the start date of your relationship; 4/1/24 the approximate number of hours/month you devote to the other business;8 the number of hours you devote to the other business during securities trading hours;0 and briefly describe your duties relating to the other business; Financial statements, business management, and order fulfilment.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-12 |
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