Best Investors Account Sign in
Inactive

Alexander Patrick Moser

Fisher Investments

Tampa, FL

Plano, TX

Claim This Profile
Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-24
FL RA APPROVED 2021-03-23
  • TX RA
    APPROVED
    Since 2023-07-24
  • FL RA
    APPROVED
    Since 2021-03-23

Branch Locations

3109 W Dr. Martin Luther King Boulevard, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Tampa FL 03/2017 04/2017
Curtis H Parry Tampa FL 04/2017 04/2018
Northwestern Mutual Investment Services Llc Tampa FL 04/2017 04/2018
Usaa Financial Advisors Inc Tampa FL 03/2014 02/2017
Northwestern Mutual Wealth Management Co Tampa FL 07/2017 01/2021
Northwestern Mutual Investment Services Llc College Station TX 04/2018 05/2019
Casey Wright College Station TX 04/2018 05/2019
Willam Hayes College Station TX 04/2018 05/2019
Curtis Parry Tampa FL 06/2019 01/2021
Northwestern Mutual Investment Services Llc Tampa FL 06/2019 01/2021
Fisher Investments Tampa FL 01/2021 Present
Previous Registrations
Other Businesses

the name of the other business; Moser Family Consulting LLC whether the business is investment-related; No the address of the other business; Riverview, FL 33578 the nature of the other business; consulting with non-profit animal shelters on veterinarian practices your position; Co-Owner and Operator title, or relationship with the other business; Co-Owner the start date of your relationship; 4/1/24 the approximate number of hours/month you devote to the other business;8 the number of hours you devote to the other business during securities trading hours;0 and briefly describe your duties relating to the other business; Financial statements, business management, and order fulfilment.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-22
S63 Uniform Securities Agent State Law Examination 2014-05-12
  • S65 Uniform Investment Adviser Law Examination
    2014-08-22
  • S63 Uniform Securities Agent State Law Examination
    2014-05-12
Designations
Other Names
  • Alex Moser
  • Alex P Moser
  • Alexander P Moser

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor