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Clemy S Law

Morgan Stanley

Menlo Park, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-19
TX RA APPROVED_RES 2017-09-22
  • CA RA
    APPROVED
    Since 2022-04-19
  • TX RA
    APPROVED_RES
    Since 2017-09-22

Branch Locations

2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Redwood City CA 06/2016 09/2017
Morgan Stanley Menlo Park CA 09/2017 Present
  • 06/2016 → 09/2017
    Ameriprise Financial Services, Inc.
    Redwood City, CA
  • 09/2017 → Present
    Morgan Stanley
    Menlo Park, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-02
S66 Uniform Combined State Law Examination 2014-09-19
  • S65 Uniform Investment Adviser Law Examination
    2022-04-02
  • S66 Uniform Combined State Law Examination
    2014-09-19

View on SEC IAPD

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