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Carrera Capital Advisors CRD 330834
$969M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 Wilshire Drive Suite 565, Troy, MI 48084-5611 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-05-20 |
Branch Locations
901 Wilshire Drive Suite 565, Troy, MI 48084-5611 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2014 | 05/2024 |
| Northwestern Mutual Investment Services Llc | Troy | MI | 08/2014 | 05/2024 |
| Wxyz Tv | Southfield | MI | 09/2014 | Present |
| Spartan Radio Network | East Lansing | MI | 09/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 05/2024 |
| Carrera Capital Advisors | Troy | MI | 05/2024 | Present |
1. OUTSIDE INSURANCE GENERAL SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 12/16/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SELL INSURANCE AFTER NORTHWESTERN MUTUAL EITHER DECLINES OR RATES; NOT INVESTMENT-RELATED. 2. 50% OWNER, 211 ROCHESTER ROAD, 2111 ROCHESTER ROAD, ROYAL OAK, , MICHIGAN, 48073, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD; INVESTMENT-RELATED. 3. 50% OWNER, KN & AN REAL ESTATE 2107 LLC, 2107 ROCHESTER RD, ROYAL OAK, , MICHIGAN, 48073, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE- MY WIFE HANDLES AND LANDLORD RELATED ITEMS BUT MY NAME IS ON THE MORTGAGE AND THE DEED; INVESTMENT-RELATED. 4. 53% OWNER, MKJ COMPANY, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 05/06/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 5. 66.66% OWNER, KN7 HOLDINGS LLC, 5764 BLANDFORD RD, BLOOMFIELD HILLS, , MICHIGAN, 48302, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/3/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOLDING COMPANY; NOT INVESTMENT-RELATED. 6. 80% OWNER, KN7 HOLDINGS II LLC, 5764 BLANDFORD RD, BLOOMFIELD HILLS, , MICHIGAN, 48302, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOLDING COMPANY; NOT INVESTMENT-RELATED. 7. 100% OWNER, KN SEVEN LLC, LEGAL ENTITY, START DATE: 12/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5; LEGAL ENTITY FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-14 |
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