Kimberly Renee Shappee

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 11/2016
  Ubs
  Missoula, MT
• 11/2016 → Present
  Rbc Capital Markets, Llc
  Missoula, MT
• 07/2018 → Present
  City National Bank
  Missoula, MT

Previous Registrations

• 2014-06-18 → 2016-11-28
  Ubs Financial Services Inc.
  Missoula, MT

Other Businesses

(1) THE ATHENA CONFERENCE; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: WOMEN'S LEADERSHIP ANNUAL EVENT; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: OWNER-ACTIVE; DUTIES: ORGANIZATION; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) NAME OF ENTITY: No Entity Name- individual ADDRESS: 2617 Raymond Avenue Missoula, MT 59802 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Personal Real Estate property owned with husband and renting out CAPACITY: Owner - Passive START DATE: 07/01/21 DUTIES: Mainly Ross (husband) is running with this, but maintain the property. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2014-06-17