Thomas Paul Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2020
  Investment Advisors Asset Management, Llc
  Vineland, NJ
• 11/2014 → 06/2024
  Osaic Wealth, Inc.
  Vineland, NJ
• 06/2016 → 05/2025
  Harbour Master Diversified Financial Services
  Cherry Hill, NJ
• 06/2024 → Present
  Lpl Financial Llc
  Cherry Hill, NJ

Previous Registrations

• 2019-09-11 → 2024-06-26
  Osaic Wealth, Inc.
  Scottsdale, AZ
  Newfield, NJ
  Cherry Hill, NJ
• 2016-07-27 → 2020-06-30
  Investment Advisors Asset Management, Llc
  Newfield, NJ
  Easton, PA
  Vineland, NJ

Other Businesses

1) 06/04/2024 - Harbour Master Diversified Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 5 Hours per month. 2) 12/09/2024 - Harbour Master Diversified Financial Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 10 hours per month/ during trading 3) 12/12/2024 - Jones Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 120 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2015-03-18