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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-21 |
| CA | RA | APPROVED | 2017-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | San Jose | CA | 03/2014 | 08/2017 |
| Jp Morgan Chase Bank, N.A. | Santa Cruz | CA | 01/2016 | 08/2017 |
| Jp Morgan Chase Bank, N.A. | San Jose | CA | 08/2017 | 01/2023 |
| Jp Morgan Securities Llc | Santa Cruz | CA | 01/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Santa Cruz | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-09 |
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