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Erica Keane

Ausdal Financial Partners, Inc.

Manorville, NY

Davenport, IA

CRD 6314025

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Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-10
  • NY RA
    APPROVED
    Since 2025-01-10

Branch Locations

Manorville, NY • United States

5187 Utica Ridge Road, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Holbrook NY 08/2016 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 11/2024
Ausdal Financial Partners, Inc Davenport IA 01/2025 Present
Previous Registrations
  • 2024-10-11 → 2024-11-22
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 2022-07-18 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-16
  • S66 Uniform Combined State Law Examination
    2022-07-16
Other Names
  • Erica A Duran
  • Erica A Keane

View on SEC IAPD

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