Best Investors Account Sign in
Inactive

Michael-Alexander Benjamin Ufkes

United Capital Financial Advisors

New Canaan, CT

Los Angeles, CA

CRD 6314022

Claim This Profile
Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-22
CT RA APPROVED 2025-08-22
TX RA APPROVED 2025-08-22
  • CA RA
    APPROVED
    Since 2025-08-22
  • CT RA
    APPROVED
    Since 2025-08-22
  • TX RA
    APPROVED
    Since 2025-08-22

Branch Locations

New Canaan, CT • United States

1901 Avenue Of The Stars Suite 200, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Beverly Hills CA 05/2016 08/2025
United Capital Financial Advisors, Llc Irving TX 08/2025 Present
  • 05/2016 → 08/2025
    Morgan Stanley Smith Barney Llc
    Beverly Hills, CA
  • 08/2025 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-24
  • S66 Uniform Combined State Law Examination
    2015-09-24
Other Names
  • Michael Ufkes
  • Michael Benjamin Ufkes

View on SEC IAPD

More in New Canaan, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor