Erik Martin Herstad

Current Employers

Cx Institutional, Llc

200 East 7Th Street, Auburn, IN 46706 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-08-04
IN	RA	APPROVED	2018-03-29

TX RA
APPROVED_RES

Since 2020-08-04
IN RA
APPROVED

Since 2018-03-29

Branch Locations

200 East 7Th Street, Auburn, IN 46706 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Auburn	IN	01/2016	09/2020
Hefty Wealth Partners	Auburn	IN	01/2016	03/2018
Cx Institutional, Llc	Auburn	IN	03/2018	Present
Cxi Advisors, Llc	Auburn	IN	05/2019	09/2020

01/2016 → 09/2020

Lpl Financial Llc

Auburn, IN
01/2016 → 03/2018

Hefty Wealth Partners

Auburn, IN
03/2018 → Present

Cx Institutional, Llc

Auburn, IN
05/2019 → 09/2020

Cxi Advisors, Llc

Auburn, IN

Previous Registrations

2019-05-17 → 2020-09-22

Cxi Advisors, Llc

Auburn, IN
2016-01-15 → 2018-08-15

Hefty Wealth Partners

Auburn, IN
2014-04-03 → 2015-10-12

Everence Trust Company

Fort Wayne, IN

Goshen, IN

Other Businesses

11/15/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 11/05/2018 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-07-08
S65	Uniform Investment Adviser Law Examination	2014-04-03

S63 Uniform Securities Agent State Law Examination

2014-07-08
S65 Uniform Investment Adviser Law Examination

2014-04-03

Other Names

Erik Martin Herstand

View on SEC IAPD