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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-05-19 |
| MN | RA | APPROVED | 2020-05-19 |
| WI | RA | APPROVED | 2019-08-05 |
Branch Locations
7650 Edinborough Way Suite 320, Edina, MN 55435 • United States
Green Bay, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Appleton | WI | 03/2014 | 10/2016 |
| Pruco Securities Llc | Appleton | WI | 03/2014 | 10/2016 |
| The Huntington National Bank | Green Bay | WI | 10/2016 | 06/2019 |
| Lpl Financial Llc | Green Bay | WI | 10/2016 | 02/2017 |
| The Huntington Investment Company | Green Bay | WI | 02/2017 | 06/2019 |
| Valic Financial Advisors, Inc. | Edina | MN | 08/2019 | Present |
| Agia | Houston | TX | 12/2022 | Present |
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-19 |
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