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Amber Nicole Drinkwater

LPl Financial LLC

Roseville, CA

Sacramento, CA

Yuba City, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-01-26
  • CA RA
    APPROVED
    Since 2015-01-26

Branch Locations

741 Pleasant Grove Blvd #100, Roseville, CA 95678 • United States

8945 Cal Center Drive, Sacramento, CA 95826 • United States

1282 Stabler Lane Ste 640, Yuba City, CA 95993 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Golden 1 Credit Union Sacramento CA 03/2004 Present
Lpl Financial Llc Roseville CA 09/2014 Present
  • 03/2004 → Present
    Golden 1 Credit Union
    Sacramento, CA
  • 09/2014 → Present
    Lpl Financial Llc
    Roseville, CA
Other Businesses

1. 10/9/2014 - Golden 1 Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-23
  • S66 Uniform Combined State Law Examination
    2015-01-23
Other Names
  • Amber N Coon
  • Amber Lassner
  • Amber Nicole Lassner

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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