James Barrett

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 04/2019
  Ubs Financial Services Inc.
  Fort Worth, TX
• 05/2019 → 05/2025
  Jpmorgan Chase Bank Na
  Plano, TX
• 05/2019 → 05/2025
  Jpmorgan Securities Llc
  Plano, TX
• 05/2025 → Present
  Morgan Stanley
  Dallas, TX

Previous Registrations

• 2019-06-07 → 2025-05-11
  J.P. Morgan Securities Llc
  Plano, TX
  New York, NY
  New York, NY
  Dallas, TX
• 2016-06-10 → 2019-05-21
  Ubs Financial Services Inc.
  Ft. Worth, TX
  Ft. Worth, TX
• 2014-10-08 → 2016-05-27
  Strategic Advisers Llc
  Westlake, TX

Other Businesses

641913 - James Barrett Photography; Investment Related - No; Dallas, Texas; Art/Culture; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2022; During Business Hours: 0; After Business Hours: 10; Labor/Service, Accounting/Bookkeeping, Administrative, Business Development/Growth, Customer Service, Sales/Marketing.

Exams

• S66 Uniform Combined State Law Examination
  2014-10-03
• S63 Uniform Securities Agent State Law Examination
  2014-05-03

Other Names

• James Gregory Barrett