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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-04
  • NY RA
    APPROVED
    Since 2025-03-04

Branch Locations

800 Westchester Ave Ste 300, Rye Brook, NY 10573-1354 • United States

Astoria, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
International Equity Services Inc (Bd) White Plains NY 06/2007 03/2020
Jsk Associates Inc (Ria) White Plains NY 02/2007 08/2022
International Equity Services Inc (Bd) White Plains NY 03/2020 08/2022
Ameriprise Financial Services, Llc Rye Brook NY 08/2022 Present
  • 06/2007 → 03/2020
    International Equity Services Inc (Bd)
    White Plains, NY
  • 02/2007 → 08/2022
    Jsk Associates Inc (Ria)
    White Plains, NY
  • 03/2020 → 08/2022
    International Equity Services Inc (Bd)
    White Plains, NY
  • 08/2022 → Present
    Rye Brook, NY
Other Businesses

Real Estate Ownership; Multi-Family; sherwood road, , cortlandt manor, NY, 10567; Investment-Related; 10/01/1998 / Multi-Family; Lincoln Blvd, , long beach, NY, 11561; Investment-Related; 01/15/2020. Board of Directors; Strategy, Risk, Fundraising/Development; Board Chair; PO Box #7, , Pawling, NY, 12564; Not Investment-Related; 04/30/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; We Love LBNY; Instagram community account; 100 E Park Ave, , long beach, NY, 11561; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours / SLPP, LLC; Provide marketing and strategy consulting to SLPP, LLC. (Second Life Pet Preservation) an afterlife pet service company; 168 Irving Ave, , Port Chester, NY, 10573; Not Investment-Related; 04/18/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-18
S63 Uniform Securities Agent State Law Examination 2007-10-10
  • S65 Uniform Investment Adviser Law Examination
    2025-02-18
  • S63 Uniform Securities Agent State Law Examination
    2007-10-10
Other Names
  • Annie Pereyra

View on SEC IAPD

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