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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-04 |
Branch Locations
800 Westchester Ave Ste 300, Rye Brook, NY 10573-1354 • United States
Astoria, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| International Equity Services Inc (Bd) | White Plains | NY | 06/2007 | 03/2020 |
| Jsk Associates Inc (Ria) | White Plains | NY | 02/2007 | 08/2022 |
| International Equity Services Inc (Bd) | White Plains | NY | 03/2020 | 08/2022 |
| Ameriprise Financial Services, Llc | Rye Brook | NY | 08/2022 | Present |
Real Estate Ownership; Multi-Family; sherwood road, , cortlandt manor, NY, 10567; Investment-Related; 10/01/1998 / Multi-Family; Lincoln Blvd, , long beach, NY, 11561; Investment-Related; 01/15/2020. Board of Directors; Strategy, Risk, Fundraising/Development; Board Chair; PO Box #7, , Pawling, NY, 12564; Not Investment-Related; 04/30/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; We Love LBNY; Instagram community account; 100 E Park Ave, , long beach, NY, 11561; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours / SLPP, LLC; Provide marketing and strategy consulting to SLPP, LLC. (Second Life Pet Preservation) an afterlife pet service company; 168 Irving Ave, , Port Chester, NY, 10573; Not Investment-Related; 04/18/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-10 |
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