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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| MI | RA | APPROVED | 2013-02-04 |
Branch Locations
153 E Grand River Ave, Williamston, MI 48895 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Ins Co | Williamston | MI | 01/2013 | Present |
| Principal Securities Inc | Williamston | MI | 01/2013 | Present |
| Whippletree Financial Pc | Williamston | MI | 02/2013 | Present |
**Kiwanis Club of Williamston ; Not Investment Related; Williamston, MI 48895; Board Member; Voting on board issues, fundraise for scholarships or community projects.; Start Date: 10/01/2014; 0 hrs per month; 0 during trading hours. **Fixed Insurance; Investment Related; 153 E Grand River Ace, Williamston, MI 48895; Life, DI, LTC, Annuities; Sales; Start Date: 06/01/2016; na hrs per month; 10 during trading hours. **Williamston Schools Robotics Boosters; Not Investment Related; Williamston, MI; Board Member; Support the activities of a competitive high school robotics team. Serving as parent mentor to robotics team. The non-profit club has been created to solicit, gather, and distribute funds necessary to obtain resources for team, including food, construction supplies/tools, travel.; Start Date: 11/18/2019; 4 hrs per month; 4 during trading hours. **NONE POSITION: Rental Property NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2022 ADDRESS: 3928 Hunters Ridge Apt 4, Lansing MI 48911, United States DESCRIPTION: Condo that my daughter is expected to rent from me. **WILLIAMSTON SCHOOLS FOUNDATION POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 418 Highland St, Williamston MI 48895, United States DESCRIPTION: Role as President for the local school endowment fund. Responsible for leading board meetings and providing input into the organizations purpose for raising endowment funds and distributing the funds through grant requests. I will not have check-writing capabilities or access to the organization's financial accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-08 |
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