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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-06-01
  • GA RA
    APPROVED
    Since 2018-06-01

Branch Locations

2859 Paces Ferry Rd Se Ste 1200, Atlanta, GA 30339 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eoi Services Chicago IL 10/2017 02/2024
Etrade Alphareta GA 06/2016 09/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2018 Present
Northwestern Mutual Investment Services Llc Atlanta GA 05/2018 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2018 Present
  • 10/2017 → 02/2024
    Eoi Services
    Chicago, IL
  • 06/2016 → 09/2017
    Etrade
    Alphareta, GA
  • 05/2018 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2018 → Present
    Atlanta, GA
  • 10/2018 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 2. CHAIRMAN OF ECONOMIC DEVELOPMENT, NORTHMETRO 100 BLACK MEN, 226 PARK CREEK DR, WOODSTOCK, , GEORGIA, 30188, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 4/3/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAIRMAN OF ECONOMIC EMPOWERMENT. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-05
  • S66 Uniform Combined State Law Examination
    2006-09-05
Other Names
  • Julian Pouncy
  • Julian Maurice Pouncy

View on SEC IAPD

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