Alyssa Jo Connor

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-07-21

CA RA
APPROVED

Since 2021-07-21

Branch Locations

Vacaville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell& Reed Inc	Campbell	CA	09/2016	07/2021
Various Insurance Carriers For W&R Insurance Agencies	San Jose	CA	09/2016	07/2021
Lpl Financial Llc	Campbell	CA	07/2021	Present

09/2016 → 07/2021

Waddell& Reed Inc

Campbell, CA
09/2016 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

San Jose, CA
07/2021 → Present

Lpl Financial Llc

Campbell, CA

Previous Registrations

2016-11-04 → 2021-07-21

Waddell & Reed

Seattle, WA

Campbell, CA

Other Businesses

1) 10/01/2016- ALYSSA TOPUSIDIS- Non-Variable Insurance- Agent selling Term life- inv. related- CAMPBELL, CA 2) 05/30/2023 - Alyssa Connor, Financial Advisor, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 05/17/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-04
S63	Uniform Securities Agent State Law Examination	2014-05-03

S65 Uniform Investment Adviser Law Examination

2016-11-04
S63 Uniform Securities Agent State Law Examination

2014-05-03

Other Names

Alyssa Jo Topusidis

View on SEC IAPD