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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-25
  • CA RA
    APPROVED
    Since 2024-06-25

Branch Locations

16133 Venture Blvd Suite 530, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Los Angeles CA 11/2015 03/2024
Oasis Valley Village CA 09/2015 05/2018
Raymond James Financial Services Advisors, Inc. Encino CA 06/2024 Present
The House Northridge CA 06/2018 Present
Manchester Investing Inc Anaheim Hills CA 03/2018 Present
Manchester Investing Inc Encino CA 06/2024 Present
Manchester Investing Inc Tarzana CA 01/2018 Present
Manchester Investing Inc Mountain View CA 03/2024 Present
Manchester Investing Inc Tarzana CA 01/2000 Present
The Associates Realty Group Tarzana CA 02/2018 Present
Self Northridge CA 01/2000 Present
Overflow.cO Tarzana CA 05/2024 Present
Raymond James Financial Services, Inc. Encino CA 06/2024 Present
  • 11/2015 → 03/2024
    Los Angeles, CA
  • 09/2015 → 05/2018
    Oasis
    Valley Village, CA
  • 06/2024 → Present
    Encino, CA
  • 06/2018 → Present
    The House
    Northridge, CA
  • 03/2018 → Present
    Manchester Investing Inc
    Anaheim Hills, CA
  • 06/2024 → Present
    Manchester Investing Inc
    Encino, CA
  • 01/2018 → Present
    Manchester Investing Inc
    Tarzana, CA
  • 03/2024 → Present
    Manchester Investing Inc
    Mountain View, CA
  • 01/2000 → Present
    Manchester Investing Inc
    Tarzana, CA
  • 02/2018 → Present
    The Associates Realty Group
    Tarzana, CA
  • 01/2000 → Present
    Self
    Northridge, CA
  • 05/2024 → Present
    Overflow.cO
    Tarzana, CA
  • 06/2024 → Present
    Raymond James Financial Services, Inc.
    Encino, CA
Previous Registrations
Other Businesses

(1) Name of Business: Financial Wellness Club (merch) Address: 5401 Yolanda ave , Tarzana , CA, 91356, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 09/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Hats and stickers for a book. Most are given away but some are sold in online store. (2) Name of Business: Manchester Investing Address: 5401 Yolanda ave , Tarzana, CA, 91356, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 09/19/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I've written five books - 4 are available on Amazon, and 1 I only have 200 copies on hand. 2 books are children's books. 1 is a religious book, "Tools for the Journey". And 1 is a general financial education book called "Roadmap to Your Financial Freedom" - this book also has a companion journal (the 200 copies that I have on hand). (3) Name of Business: overflow.co Address: 5401 Yolanda ave, Tarzana , CA, 91356, United States Activity Type: Other Position/Title: Other Investment Related: Yes Start Date: 05/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: They licensed my book "Roadmap to Your Financial Freedom" to make it into a video. After a certain amount of fees are recouped, they will pay me a small residual fee of every sale for 3.5 years.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-11
S66 Uniform Combined State Law Examination 2014-05-30
  • S63 Uniform Securities Agent State Law Examination
    2024-12-11
  • S66 Uniform Combined State Law Examination
    2014-05-30
Other Names
  • Wes Dunn
  • Wesley Dunn

View on SEC IAPD

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