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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-21
NE RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
WY RA APPROVED 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • NE RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21
  • WY RA
    APPROVED
    Since 2021-07-21

Branch Locations

104 East 5Th St, North Platte, NE 69101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2014 06/2020
Waddell & Reed, Inc. North Platte IA 06/2020 07/2021
Various Insurance Carriers For W&R Insurance Agencies North Platte NE 06/2020 07/2021
Zen Wealth Strategies, L.L.C. North Platte NE 06/2020 Present
Lpl Financial, Llc North Platte NE 07/2021 Present
  • 03/2014 → 06/2020
    St Louis, MO
  • 06/2020 → 07/2021
    Waddell & Reed, Inc.
    North Platte, IA
  • 06/2020 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    North Platte, NE
  • 06/2020 → Present
    Zen Wealth Strategies, L.L.C.
    North Platte, NE
  • 07/2021 → Present
    North Platte, NE
Previous Registrations
  • 2020-06-08 → 2021-07-21
    Waddell & Reed
    Norwalk, IA
    North Platte, NE
    Savage, MN
  • 2015-01-02 → 2020-06-09
    St Louis, MO
    North Platte, NE
    Gering, NE
Other Businesses

1. 11/17/2021 - Zen Wealth Strategies - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/03/2021 - 5 Hours Per Month/1 Hour During Securities Trading. 2. 03/30/2022 - Zen Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 3. 08/05/2022 - Kemper Health - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - nontraditional agent - Start Date - 07/29/2022 - 22 Hours Per Month/1 Hours During Securities Trading. 4. 1/30/2023 - North Platte CONNECT - Volunteer - Not Investment Related - Other - This is a community group and not a business - Founder and a key organizer - Start Date - 08/16/2017 - 18 Hours Per Month/0 Hours During Securities Trading 5. 1/30/2023 - Cultural Presentation - Not Investment Related - Other - General OBA - cultural advocate and an educator - Start Date - 05/10/2022 - 2 Hours Per Month/0 Hours During Securities Trading 6. 1/30/2023 - Champion Health Inc - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date - 11/29/2022 - 40 Hours Per Month/1 Hours During Securities Trading 7) 08/01/2025 - American Shizuki Corporation - ASC Capacitors - Not Investment Related - Other - non security related 1099 contractor - ST, Ogallala, NE - Start Date:12/01/2023 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-03
  • S66 Uniform Combined State Law Examination
    2014-11-03
Other Names
  • Yoko Kato
  • Yoko Kato Lawing
  • Yoko Lawing

View on SEC IAPD

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