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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
| NE | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2014 | 06/2020 |
| Waddell & Reed, Inc. | North Platte | IA | 06/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | North Platte | NE | 06/2020 | 07/2021 |
| Zen Wealth Strategies, L.L.C. | North Platte | NE | 06/2020 | Present |
| Lpl Financial, Llc | North Platte | NE | 07/2021 | Present |
1. 11/17/2021 - Zen Wealth Strategies - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/03/2021 - 5 Hours Per Month/1 Hour During Securities Trading. 2. 03/30/2022 - Zen Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 3. 08/05/2022 - Kemper Health - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - nontraditional agent - Start Date - 07/29/2022 - 22 Hours Per Month/1 Hours During Securities Trading. 4. 1/30/2023 - North Platte CONNECT - Volunteer - Not Investment Related - Other - This is a community group and not a business - Founder and a key organizer - Start Date - 08/16/2017 - 18 Hours Per Month/0 Hours During Securities Trading 5. 1/30/2023 - Cultural Presentation - Not Investment Related - Other - General OBA - cultural advocate and an educator - Start Date - 05/10/2022 - 2 Hours Per Month/0 Hours During Securities Trading 6. 1/30/2023 - Champion Health Inc - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date - 11/29/2022 - 40 Hours Per Month/1 Hours During Securities Trading 7) 08/01/2025 - American Shizuki Corporation - ASC Capacitors - Not Investment Related - Other - non security related 1099 contractor - ST, Ogallala, NE - Start Date:12/01/2023 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-03 |
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