Nicole Elizabeth Wade

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-03-07

CA RA
APPROVED

Since 2023-03-07

Branch Locations

222 Weller St Suite 1, Petaluma, CA 94952 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	Rohnert Park	CA	12/2012	11/2017
Aftershock Volleyball Club	Santa Rosa	CA	01/2014	11/2016
Rancho Cotate High School	Rohnert Park	CA	08/2015	08/2017
Edward Jones Co.	Petaluma	CA	11/2017	04/2023
Edward Jones	St Louis	MO	04/2023	Present

12/2012 → 11/2017

Jp Morgan Securities Llc

Rohnert Park, CA
01/2014 → 11/2016

Aftershock Volleyball Club

Santa Rosa, CA
08/2015 → 08/2017

Rancho Cotate High School

Rohnert Park, CA
11/2017 → 04/2023

Edward Jones Co.

Petaluma, CA
04/2023 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-02
S63	Uniform Securities Agent State Law Examination	2014-05-08

S66 Uniform Combined State Law Examination

2023-03-02
S63 Uniform Securities Agent State Law Examination

2014-05-08

Other Names

Nicole Elizabeth Cochran
Nicole Cochran
Nicole Elizabeth Cochran Beltrami
Nicole Elizabeth Cochran-Beltrami

View on SEC IAPD