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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-27 |
| NH | RA | APPROVED | 2021-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Boston | MA | 09/2015 | 01/2018 |
| John Hancock Funds Llc | Boston | MA | 09/2015 | 01/2018 |
| Invest Financial Corporation | Tampa | FL | 01/2018 | 02/2018 |
| Lpl Financial Llc | Concord | NH | 02/2018 | 04/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 04/01/21 2) PARSONS FINANCIAL ASSOCIATES, INC, 24 S STATE STREET, CONCORD, NH, DBA, REGISTERED SALES ASSISTANT, 01/25/18, INV REL, 40 HR/WK- 7/TRADING HR. 3) PARSONS FINANCIAL ASSOCIATES, INC., 24 S STATE STREET, CONCORD, NH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 04/2023, INV REL, 10 HR/WK- 10/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-27 |
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