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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-30 |
| LA | RA | APPROVED | 2020-04-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Huntsville | AL | 03/2014 | 10/2016 |
| Raymond James Financial Services Advisors Inc. | Huntsville | AL | 03/2014 | 10/2016 |
| Proequities, Inc. | Huntsville | AL | 10/2016 | 03/2020 |
| (Dba) Cb&S Bank | Huntsville | AL | 10/2016 | 03/2020 |
| Regions Bank | Monroe | LA | 03/2020 | Present |
| Cetera Investment Advisers Llc | Monroe | LA | 03/2020 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-28 |
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