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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-06
VA RA APPROVED 2015-12-15
  • TX RA
    APPROVED_RES
    Since 2019-02-06
  • VA RA
    APPROVED
    Since 2015-12-15

Branch Locations

5285 Shawnee Road Suite 305, Alexandria, VA 22312 • United States

Lorton, VA • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Advisory Services Fort Worth TX 12/2015 Present
First Command Financial Planning, Inc Fort Worth TX 10/2014 Present
First Command Insurance Services, Inc. Fort Worth TX 10/2014 Present
  • 12/2015 → Present
    Fort Worth, TX
  • 10/2014 → Present
    First Command Financial Planning, Inc
    Fort Worth, TX
  • 10/2014 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: Indian Springs Estates Homeowners Association Inc. Whether the business is investment-related: No Address of the other business: 7773 Julia Taft Way, Lorton, VA 22079 Nature of the other business: Board Membership Your position, title, or relationship with the other business: Secretary The start date of your relationship: Sep 01, 2022 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Keeps minutes of all meetings of the Association and of the Board of Directors. Has charge of such books and papers as the Board may direct and as may be required for retention. Gives notices to Owners of any Assessments against lots. Provides Owners notice and copy of Rules and Regulations. Files annual reports. Facilitates review of Association records by Owners. Performs all other duties incident to the Office of Secretary

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-14
S63 Uniform Securities Agent State Law Examination 2014-06-18
  • S65 Uniform Investment Adviser Law Examination
    2014-07-14
  • S63 Uniform Securities Agent State Law Examination
    2014-06-18

View on SEC IAPD

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