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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-02
  • IL RA
    APPROVED
    Since 2023-06-02

Branch Locations

Justin, TX • United States

1901 Butterfield Road Ste 300, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Milwaukee WI 04/2018 04/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2018 04/2021
Scott Sparks Denver CO 05/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2022 02/2023
Charles Janka Schaumburg IL 04/2023 05/2023
Scott Sparks Denver CO 05/2022 02/2023
Learnvest Scottsdale AZ 06/2016 04/2018
Scott Sparks Denver CO 04/2021 05/2022
Northwestern Mutual Investment Services Llc Schaumburg IL 05/2023 Present
Charles Janka Schaumburg IL 05/2023 Present
Vincent Spinosa Schaumburg IL 08/2023 Present
David Park Schaumburg IL 08/2023 Present
Christopher Ellensohn Schaumburg IL 08/2023 Present
Jonathan Dickinson Schaumburg IL 08/2023 Present
Brian Daniel Schaumburg IL 02/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2025 Present
  • 04/2018 → 04/2021
    Northwestern Mutual Investment Services
    Milwaukee, WI
  • 04/2018 → 04/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2022 → Present
    Scott Sparks
    Denver, CO
  • 11/2022 → 02/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2023 → 05/2023
    Charles Janka
    Schaumburg, IL
  • 05/2022 → 02/2023
    Scott Sparks
    Denver, CO
  • 06/2016 → 04/2018
    Learnvest
    Scottsdale, AZ
  • 04/2021 → 05/2022
    Scott Sparks
    Denver, CO
  • 05/2023 → Present
    Schaumburg, IL
  • 05/2023 → Present
    Charles Janka
    Schaumburg, IL
  • 08/2023 → Present
    Vincent Spinosa
    Schaumburg, IL
  • 08/2023 → Present
    David Park
    Schaumburg, IL
  • 08/2023 → Present
    Christopher Ellensohn
    Schaumburg, IL
  • 08/2023 → Present
    Jonathan Dickinson
    Schaumburg, IL
  • 02/2024 → Present
    Brian Daniel
    Schaumburg, IL
  • 06/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2018-05-29 → 2023-03-07
    Scottsdale, AZ
    Milwaukee, WI
    Mesa, AZ
    Denver, CO
    Fort Worth, TX
    Justin, TX
  • 2016-07-20 → 2018-06-07
    Learnvest Planning Services, Llc
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-27
S63 Uniform Securities Agent State Law Examination 2014-11-23
  • S65 Uniform Investment Adviser Law Examination
    2016-06-27
  • S63 Uniform Securities Agent State Law Examination
    2014-11-23
Other Names
  • Christian C Boddy
  • Christian Bills
  • Christian Boddy
  • Christian Boddy Bills
  • Christian Boddy
  • Christian Bills

View on SEC IAPD

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