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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-02 |
Branch Locations
1901 Butterfield Road Ste 300, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services | Milwaukee | WI | 04/2018 | 04/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2018 | 04/2021 |
| Scott Sparks | Denver | CO | 05/2022 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2022 | 02/2023 |
| Charles Janka | Schaumburg | IL | 04/2023 | 05/2023 |
| Scott Sparks | Denver | CO | 05/2022 | 02/2023 |
| Learnvest | Scottsdale | AZ | 06/2016 | 04/2018 |
| Scott Sparks | Denver | CO | 04/2021 | 05/2022 |
| Northwestern Mutual Investment Services Llc | Schaumburg | IL | 05/2023 | Present |
| Charles Janka | Schaumburg | IL | 05/2023 | Present |
| Vincent Spinosa | Schaumburg | IL | 08/2023 | Present |
| David Park | Schaumburg | IL | 08/2023 | Present |
| Christopher Ellensohn | Schaumburg | IL | 08/2023 | Present |
| Jonathan Dickinson | Schaumburg | IL | 08/2023 | Present |
| Brian Daniel | Schaumburg | IL | 02/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-23 |
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